| 1. Processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination. |
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| 2. Confirmation of Signature of securities holder by the Banker. |
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| 3. Declaration Form for Opting-out of Nomination by holders of physical securities in Listed Companies. |
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| 4. Nomination form Shareholders Form SH-13 and 14 |
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| 5. Circular – Common Norms and Cumpulsory KYC |
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| 6. Clarification Circular |
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| 7. SEBI Circular on Issuance of Securities in dematerialized form |
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| 8. Form ISR-4 – Request for issue of Duplicate Certificate and other Service Requests |
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| 9. Dispute Resolution Mechanism through Arbitration at Stock Exchanges |
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| 10. Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates. |
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| 11. Modal Tripartite Agreement between the Issuer, Existing Share Transfer Agent and New Share Transfer Agent. |
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| 12. SOP for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and or RTAs and its Shareholder(s)Investor(s) |
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| 13. Online Resolution of Disputes in the Indian Securities Market |
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| 14. Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform |
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